Lockett & Horwitz’s attorneys have a great deal of experience representing clients in the broad spectrum of corporate finance transactions. Our firm serves as counsel to many companies, both public and private, as well as underwriters and investors. We pride ourselves on provide quality service related to the many technical legal issues involved in corporate finance transactions in a cost-effective manner.
Our attorneys assist our business clients in the various reporting requirements to the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA), including annual reports on Form 10-K, quarterly reports on Form 10-Q and all other requirements for compliance with the Securities Act of 1933, the Securities Exchange Act of 1934, Sarbanes-Oxley and Dodd-Frank regulations.
Securities services we offer include: